Form D · Other Investment Fund

HEALTHCARE ROYALTY PARTNERS III, L.P.

Stamford, CT · CIK 0001582018

Offering snapshot reported Aug 4, 2014 · SEC filing

Reported sold
$1.02B
Indefinite offering
Investors reported
41
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 27, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 41

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 4, 2014Amendment$1,024,620,000No comparison41SEC filing
Aug 5, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-200737
Sales commissions payable to Morgan Stanley Smith Barney LLC are borne by HealthCare Royalty Management, LLC, and payment of such sales commissions will not require additional expenditure by the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MORGAN STANLEY SMITH BARNEY LLC149777

Source: Form D, filed Aug 4, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HEALTHCARE ROYALTY PARTNERS III, L.P.

Investment adviser: HEALTHCARE ROYALTY MANAGEMENT, LLC

Gross asset value
$78.5M
Beneficial owners
60
ADV minimum commitment
$10M

Reported in Form ADV on Aug 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX GROUP EVANSVILLE, Indiana, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP SAN FRANCISCO, California, United States
Custodian JPMORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer GREENSLEDGE CAPITAL MARKETS LLC TOKYO, Japan Related to adviser: No
Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No
Marketer THREADMARK LLP LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

JPMORGAN SECURITIES LLC
LEI ZBUT11V806EZRVTWT807

MORGAN STANLEY
CRD 149777 · SEC 801-70103

Filing source

Form ADV 2122256 · Aug 17, 2026 · Schedule D 7.B.(1), fund 805-5642522508

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
General Partner Healthcare Royalty Gp Iii, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 Atlantic Street Suite 600
Stamford, CT, 06901