Form D · Private Equity Fund
Healthcare Royalties Trust
New York, NY · CIK 0001527130
Offering snapshot reported Aug 4, 2011 · SEC filing
- Reported sold
- $76M Offering amount: $76M
- Investors reported
- 58 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 4, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 4, 2011 | Initial | $76,000,000 | No comparison | 58 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-163959
The entity listed in Item 12 is paid commissions or similar sales compensation equal to a percentage of the commitment made by each investor directly by such investor
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Aug 4, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Costabile | Director |
| Justin Ferri | Director |
| Paul Harris | Director |
| Deann Morgan | Director |
| Colleen Rusch | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
4 World Financial Center 250 Vesey St, 10 Th Floor
New York, NY, 10080
New York, NY, 10080