Form D · Private Equity Fund
Healthcare Royalties II Trust
New York, NY · CIK 0001631011
Offering snapshot reported Jan 22, 2015 · SEC filing
- Reported sold
- $75M Offering amount: $75M
- Investors reported
- 110 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 9, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 22, 2015 | Initial | $75,025,000 | No comparison | 110 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-232680
The entity listed in Item 12 is not paid by the issuer. It receives commissions or similar sales compensation equal to a percentage of the commitment made by each investor directly from such investor.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Jan 22, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Asterion Fund Services L.L.C. | Director |
| Spencer Boggess | Executive |
| James Bowden | Executive |
| Sheri Cabasso | Executive |
| Dominick Carlino | Executive |
| James Costabile | Executive |
| Nancy Fahmy | Executive |
| Keith Glenfield | Executive |
| N/A Maples Fiduciary Services (Delaware) Inc. | Director |
| Ninon Marapachi | Executive |
| Jeff Mc Goey | Executive |
| N/A Merrill Lynch Alternative Investments Llc | Promoter |
| Gregory Parets | Executive |
| Colleen Rusch | Executive |
| Steven Suss | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
250 Vesey Street 11 Th Floor
New York, NY, 10080
New York, NY, 10080