Form D · Other Real Estate

Healthcare Portfolio IV DST

Oak Brook, IL · CIK 0001729447

Offering snapshot reported Mar 16, 2018 · SEC filing

Reported sold: $33.4M
Investors reported: 79
Minimum accepted: $25K
First sale: Jan 12, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$19,402,724 → $33,351,732
Reported investors48 → 79

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 16, 2018	Amendment	$33,351,732	$13,949,008vs Feb 22, 2018	79	SEC filing
Feb 22, 2018	Amendment	$19,402,724	$4,123,991vs Feb 9, 2018	48	SEC filing
Feb 9, 2018	Amendment	$15,278,733	$10,175,745vs Jan 29, 2018	32	SEC filing
Jan 29, 2018	Initial	$5,102,988	No comparison	10	SEC filing

Offering details

Securities: Other
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $2M (estimated)
Finders' fees: $0
Form D file number: 021-304250

Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Inland Securities Corporation	15807	Inland Securites Coporation · CRD 15807
Silver Portal Capital	114290	Silver Portal Capital · CRD 114290
Stacey J. Morimoto	4420782	DFPG Investments, Inc. · CRD 155576
William S. Sheehan	2328314	DFPG Investments, Inc. · CRD 155576
Eric A. Bicknese	2829451	Nationwide Planning Associates · CRD 31029
Nathaniel M. Kuhn	4324143	Concorde Investment Services, LLC · CRD 151604
Jason A. Salmon	6081963	Wealthforge Securites, LLC · CRD 152550
Mark O. Commbe	2733655	1st Global Capital Corp. · CRD 30349
Larry D. Queen	851743	Cambridge Investment Research, Inc. · CRD 39543
David B. Levinson	705929	Westpark Capital, Inc. · CRD 39914
Daniel L. Whittenburg	218920	Lincoln Financial Advisors Corporation · CRD 3978
Chay T. Lapin	6275140	Wealthforge Securities, LLC · CRD 152550
David W. Toetz	1379388	Independence Capital Co., Inc. · CRD 24723
Jason P. Connolly	4708924	DFPG Investments, Inc. · CRD 155576
Darren P. Speight	5347461	DFPG Investments, Inc. · CRD 155576
David C. Gossling	2545451	Lincoln Financial Advisors Corporation · CRD 3978
Kathleen M. Williams-Price	2450125	Lowell & Company, Inc. · CRD 24913
Steven P. Lichtblau	1384239	Tirad Advisors LLC · CRD 25803
David J. Mercer	6698392	Colorado Financial Service Corporation · CRD 104343
Christina S. Nielson	4866971	Primex · CRD 29394
Robert S. Hamm	1548704	Triad Advisors LLC · CRD 25803
Adam J. Starr	5009294	Voya Financial Advisors, Inc. · CRD 2882
Michael S. Cullen	1222982	Sagepoint Financial, Inc. · CRD 133763
Harry A. Horn	1031140	Lincoln Financial Advisors Corporation · CRD 3978
Leslie P. Furlong	6642597	Colorado Financial Service Corporation · CRD 104343
David P. Dahill	6581024	Wealthforge Securities, LLC · CRD 152550
Vincient R. Bailey Sr.	1845517	Berthel, Fisher & Company Financial Services, Inc. · CRD 130609
Karen Y. Holmes	2935201	1s Global Capital Corp. · CRD 30349
Tae C. Kim	5637680	Woodbury Financial Services, Inc. · CRD 421
Jonathan J. Twidwell	5723365	Woodbury Financial Services, Inc. · CRD 421
Delio E. Londono	2695744	Sagepoint Financial Inc. · CRD 133763
Mitchal D. O'Hare	4561108	Cambridge Investment Research, Inc. · CRD 39543
Sigrid A. Daugaard	5481583	Cambride Investment Research, Inc. · CRD 39543
Peter A. Finnegan	1336798	Huntwicke Securities, LLC · CRD 146993
Brian D. Vosberg	4476509	Centaurus Financial, Inc. · CRD 30833
Daniel J. Luke	432453	Cedar Crest Advisors, LLC · CRD 187514
Greg L. Bernhardt	703622	NPB Financial Group, LLC · CRD 137743
John P. Harvey Jr.	4227692	Sandlapper Securities, LLC · CRD 137906
John G. Chess	4812430	Investacorp · CRD 7684
Robert S. Smith	1412333	Conocrde Investment Services, LLC · CRD 151604
Jeffrey L. Bangerter	1687028	Berthel, Fisher & Company Financial Services, Inc. · CRD 13609
Corbin S. Thomas	4234748	McDermott Investment Services, LLC · CRD 154926
Michael M. Busch	2193637	Woodbury Financial Services, Inc. · CRD 421
Richard T. Miller	4099093	HD Vest Investment Services · CRD 13686
Salvatore Francis Agnello	4180547	Woodbury Financial Services, Inc. · CRD 421
Robert R. Sick	2831521	HD Vest Investment Services · CRD 13686
Darrin J. Shallcross Sr.	4925393	Lincoln Financial Advisors Corporation · CRD 3978
Timothy K. Whipple	2829688	DFPG Investments, Inc. · CRD 155576
Peter A. Pigeon	4550227	Triad Advisors LLC · CRD 25803
RCX Capital Group, LLC	114290	RCX Capital Group, LLC · CRD 114290
Steven M. Katz	2947062	Money Concepts Capital Corp. · CRD 12963
Clyde E. Patton	4560787	Cambridge Investment Research, Inc. · CRD 39543
Jeffrey J. Arburn	1475817	Woodbury Financial Services, Inc. · CRD 421
James A. Franklin	4799613	1st Global Capital Corp · CRD 30349
Lois A. Leynse	2949395	HD Vest Investment Services · CRD 13686
Joseph A. Nugent	4019776	Concorde Investment Services, LLC · CRD 151604
Thomas H. Curry	2997794	Lincoln Financial Securities Coporation · CRD 3870
Cindy Shu-Way Shi	4231195	Cambridge Investment Research, Inc. · CRD 39543

Source: Form D, filed Mar 16, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Exchange, L.L.C. Healthcare Portfolio Iv	Promoter
L.L.C. Healthcare Portfolio Iv,	Promoter
Capital Corporation Inland Private	Promoter
Keith Lampi	Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:

2901 Butterfield Road
Oak Brook, IL, 60523