Form D · Other Real Estate

Healthcare Portfolio III DST

Oak Brook, IL · CIK 0001718527

Offering snapshot reported Dec 29, 2017 · SEC filing

Reported sold
$22.9M
Offering amount: $29.1M
Investors reported
70
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Sep 27, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.4M$22.9MOct 10, 2017: $1,204,475.00Oct 10, 2017Oct 27, 2017: $8,845,186.00Nov 13, 2017: $15,025,093.00Nov 28, 2017: $17,496,388.00Dec 13, 2017: $18,926,018.00Dec 21, 2017: $19,726,018.00Dec 29, 2017: $22,850,179.00Dec 29, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$19,726,018 → $22,850,179
  • Reported investors60 → 70

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 29, 2017Amendment$22,850,179$3,124,161vs Dec 21, 201770SEC filing
Dec 21, 2017Amendment$19,726,018$800,000vs Dec 13, 201760SEC filing
Dec 13, 2017Amendment$18,926,018$1,429,630vs Nov 28, 201757SEC filing
Nov 28, 2017Amendment$17,496,388$2,471,295vs Nov 13, 201751SEC filing
Nov 13, 2017Amendment$15,025,093$6,179,907vs Oct 27, 201739SEC filing
Oct 27, 2017Amendment$8,845,186$7,640,711vs Oct 10, 201720SEC filing
Oct 10, 2017Initial$1,204,475No comparison6SEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$1.46M (estimated)
Finders' fees
$0
Form D file number
021-296263
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Robert S. Smith1412333Concorde Investement Services, LLC · CRD 151604
Alfred J. Polizzotto III2808987Commonwealth Financial Network · CRD 8032
Ronald J. Lomangino2404927Commonwealth Financial Network · CRD 8032
Edward L. Friant2122446Welathforge Securities, LLC · CRD 152550
Jimmy B. Hicks5069270Simmons First Investment Group, Inc. · CRD 47439
Nathaniel M. Kuhn4624143Concorde Investment Services, LLC · CRD 151604
Todd D. Carter3076663Kalos Capital, Inc, · CRD 44337
Christina S. Nielson4866971Primex · CRD 29394
Walter R. Webb Jr.1120975FSC Sercurities Corporation · CRD 7461
Joseph M. Insalaco2978175Conocorde Investment Services, LLC · CRD 151604
Craig M. Rolling1896698DFPG Investments, Inc. · CRD 155576
Gary D. Ginsberg1175258Royal Alliance Associates, Inc. · CRD 23131
Wayne A. Pampaloni2201691The Strategic Financial Alliance, Inc. · CRD 126514
Daniel J. Mercer6698392Colorado Financial Service Corporation · CRD 104343
Robert J. Cappadona1235742Royal Alliance Assocaties, Inc. · CRD 23131
Peter A. Finnegan1336798Huntwicke Securites, LLC · CRD 146993
Deborah A. Birch4043371HD Vest Investment Services · CRD 13686
Ferdinand Mancini2132485American Portfolios Financial Services, Inc. · CRD 18487
Chay T. Lapin6275140Wealthforge Securites, LLC · CRD 152550
David K. Hays2434893J.W. Cole Financial, Inc. · CRD 124583
Eric S. Scaff5281210Concorde Investment Services, LLC · CRD 151604
Christopher D. Corritore2306471Vanderbilt Securites, LLC · CRD 5953
Robert Procida1067047Vanderbilt Securities, LLC · CRD 5953
Roy R. Jones3166097DFPG Investments, Inc. · CRD 155576
Joshua Paul Edward Dale Ray Jones5139521DFPG Investments, Inc. · CRD 155576
Jeffrey J. McKay818303Voya Financial Advisors, Inc. · CRD 2882
Frank L. Smith4411417National Securites Corporation · CRD 7569
Paul J. Zalduendo5152603Woodbury Financial Services, Inc. · CRD 421
Wiliam M. Upson1241673Royal Alliance Associates, Inc. · CRD 23131
Leif E. Peterson5790305Royal Alliance Associates, Inc. · CRD 23131
Robert S. Fagan1572927Madison Avenue Securities, LLC · CRD 23224
Delio E. Londono2695744Sagepoint Financial, Inc. · CRD 133763
Richard Park III4557055Royal Alliance Associates Inc. · CRD 23131
John S. Bixby1440466Woodbury Financial Services, Inc. · CRD 421
Scott H. Wolters847713Sagepoint Financial, Inc. · CRD 133763
Dwight K. Kay5376903Wealthforge Securities, LLC · CRD 152550
Michelle K. Herickhoff6388484Voya Financial Advisors, Inc. · CRD 2882
Jeremy J. Willner2435220Voya Financial Advisors, Inc. · CRD 2882
Paul Goldman1622674National Securites Corproation · CRD 7569
William A. Morrow836500Independent Financial Group, LLC · CRD 7717
Stephen R. Gibson5557258Money Concepts Capital Corp. · CRD 12963
Brian D. Vosberg4476509Centaurus Financial, Inc. · CRD 30833
Anthony Casagrande3154883HD Vest Investment Services · CRD 13686
Hagop S. Tujian4605467Independent Financial Group, LLC · CRD 7717
Dirk C. Jacobs2209894Independent Financial Group, LLC · CRD 7717
David P. Dahill6581024Wealthforge Securities, LLC · CRD 152550
John E. Bishop866202Colorado Financial Service Corporation · CRD 104343
Steven I. Kolinsky1090913American Portfolios Financial Services, Inc. · CRD 18487
Chay Lapin6275140Wealthforge Securities, LLC · CRD 152550

Source: Form D, filed Dec 29, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Iii, L.L.C. Healthcare Portfolio Promoter
Exchange, Llc Healthcare Portfolio Iii Promoter
Capital Company Inland Private Promoter
Keith Lampi Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
2901 Butterfield Road
Oak Brook, IL, 60523