Form D · Other Real Estate

Healthcare Portfolio DST

Oak Brook, IL · CIK 0001652677

Offering snapshot reported Jan 12, 2016 · SEC filing

Reported sold
$35.7M
Offering amount: $35.7M
Investors reported
58
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Sep 28, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$17.9M$35.7MOct 16, 2015: $17,849,105.00Oct 16, 2015Oct 23, 2015: $27,482,327.00Nov 12, 2015: $29,482,010.00Nov 12, 2015Nov 23, 2015: $34,221,641.00Nov 24, 2015: $34,221,641.00Jan 12, 2016: $35,708,329.00Jan 12, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$34,221,641 → $35,708,329
  • Reported investors47 → 58

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 12, 2016Amendment$35,708,329$1,486,688vs Nov 24, 201558SEC filing
Nov 24, 2015Amendment$34,221,641$0vs Nov 23, 201547SEC filing
Nov 23, 2015Amendment$34,221,641$4,739,631vs Nov 12, 201547SEC filing
Nov 12, 2015Amendment$29,482,010$1,999,683vs Oct 23, 201546SEC filing
Oct 23, 2015Amendment$27,482,327$9,633,222vs Oct 16, 201546SEC filing
Oct 16, 2015Initial$17,849,105No comparison42SEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$1.79M (estimated)
Finders' fees
$0
Form D file number
021-249534
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Inland Securities Corporation15807Inland Securities Corporation · CRD 15807
Craig M. Rollins1896698DFPG Investments, Inc, · CRD 155576
Donald P. Westerhoff2367692Commonwealth Financial Network · CRD 8032
Gary L. Chapman5244594Berthel, Fisher & Company Financial Services, Inc. · CRD 13609
James A. Davenport2200818Triad Advisors, Inc. · CRD 25803
Jason M. Nelson3069330Coordinated Capital Securities, Inc. · CRD 14762
Robert R. Tweed2339324Concorde Investment Services, LLC · CRD 151604
Leslie M. Pappas1735372Lightpath Capital, Inc. · CRD 34617
John H. Scully803539Centaurus Financial, Inc. · CRD 30833
Preston P. Mokris5179201Concorde Investment Services, LLC · CRD 151604
Mark T. Maund3012539Purshe Kaplan Sterling Investments · CRD 35747
William S. Sheehan2328614DFPG Investments, Inc. · CRD 155576
Danny K. Cochran2020952HD Vest Investment Services · CRD 13686
Robert S. Smith1412333Concorde Investment Services, LLC · CRD 151604
Charles C. Shafe1277113Transam Securities, Inc. · CRD 18923
Corbin S. Thomas4234748McDermott Investment Services, LLC · CRD 154926
Mitchell E. Glicksman2580633Commonwealth Financial Network · CRD 8032
Joseph M. Insalaco2978175Concorde Investment Services, LLC · CRD 151604
Ivan M. West4921015Sandlapper Securities, LLC · CRD 137906
Mark G. Kosanke2317906Concorde Investment Services, LLC · CRD 151604
Joseph A. Nugent4019776Concorde Investment Services, LLC · CRD 151604
Richard L. Argotsinger1514971Woodbury Financial Services, Inc. · CRD 421
Eric S. Scaff5281210Concorde Investment Services, LLC · CRD 151604
Bruce A. Carroll1319858Harbour Investments, Inc. · CRD 19258
Christina S. Nielson4866971Primex · CRD 29394
David L. Funk29013551st Global Capital Corp. · CRD 30349
Pat A. Mallozzi3224500HD Vest Investment Services · CRD 13686
Jennifer K. Arnold49736721st Global Capital Corp. · CRD 30349
Steve J. Markey2591317Investacorp, Inc. · CRD 7684
Patrick J. Lynch, III1632895Investacorp, Inc. · CRD 7684
Timothy W. Greer731658Triad Advisors, Inc. · CRD 25803
Mitchal D. O'Hare4561108Transamerica Financial Advisors, Inc. · CRD 16164
Sigrid A. Daugaard5481583Transamerica Financial Advisors, Inc. · CRD 16164
Thomas J. Ealy863042Investment Planners, Inc. · CRD 18557
Joseph G. Michaletz1327534Concorde Investment Services, LLC · CRD 151604
David B. Levinson705929Newport Coast Securities, Inc. · CRD 16944
Thomas J. Goodson1332233Sagepoint Financial, Inc. · CRD 133763
Brian G. Brown810068The Strategic Financial Alliance, Inc. · CRD 126514
Brody R. Bray4727529The Strategic Financial Alliance, Inc. · CRD 126514
Dean P. McDermott1731834McDermott Investment Services LLC · CRD 154926
Daniel E. Nemeth6150953McDermott Investment Services LLC · CRD 154926
Robert B. Charlton II44103331st Global Capital Corp. · CRD 30349
Leon Rousso1012746Centaurus Financial, Inc. · CRD 30833
David C. Gossling2545451Lincoln Financial Advisors Corporation · CRD 3978
Jason A. Salmon6081963Colorado Financial Service Corporation · CRD 104343
David E. Stone2280955Lincoln Financial Advisors Corporation · CRD 3978
Michael A. Bendix5379777DFPG Investment, Inc, · CRD 155576
Thomas J. Povinelli1326492Royal Alliance Associates, Inc. · CRD 23131
Terry L. Owens1817623Lincoln Financial Advisors Corporation · CRD 3870
Thomas J. Kieffer1531908IBN Financial Services, Inc. · CRD 42360
Cythnia A. Selfridge4215878Lincoln Financial Advisors Corporation · CRD 3978
Matthew E. Roberson3090052Lincoln Financial Advisors Corporation · CRD 3978
Lloyd M. Johnson1626695Capital Financial Services, Inc. · CRD 8408
Ann H. Stewart2388888Cambridge Investment Research, Inc. · CRD 39543
Karen Fleming1142002Sagepoint Financial, Inc. · CRD 133763
Donovan T. Kelly2622366Financial Group, LLC · CRD 7717
Geraldine L. Cherrey Diamond2394497Cambridge Investment Research, Inc. · CRD 39543
Carol B. Holm1178157Centaurus Financial, Inc. · CRD 30833
Daniel J. Luke4324353DFPG Investments, Inc. · CRD 155576
Eric P. Scruggs6082402The Strategic Financial Alliance, Inc. · CRD 126514
Jarrod F. Hirschfield4666092Ameritas Investments · CRD 14869
Elliot V. Hill5778698McDermott Investment Services LLC · CRD 154926
Bryon E. Martinsen1621649Centaurus Financial, Inc. · CRD 30833
William J. Bugdon5720121Investacorp, Inc. · CRD 7684
Stacey J. Morimoto4420782DFPG Investments, Inc. · CRD 155576
John Kwasny1059113Woodbury Financial Services, Inc. · CRD 421
Elizabeth A. Liechty3215809Lincoln Financial Advisors Corporation · CRD 3978
Trawnegan Gall6266415Sandlapper Securities, LLC · CRD 137906
Kurt E. Eakin4071149Commonwealth Financial Network · CRD 8032
Arthur G. Katz1840055Lincoln Financial Advisors Corporation · CRD 3978
Michael A. Bruggemann5500983Sagepoint Financial, Inc. · CRD 133763
Troy T. Wada5636479Sagepoint Financial, Inc. · CRD 133763
Jeffrey H. Voit2462823Commonwealth Financial Network · CRD 8032
Joseph R. Broadbent3132498DFGP Investments, Inc. · CRD 155576
John E. Bishop866202Silver Portal Capital LLC · CRD 114290
Timothy K. Whipple2829688DGPG Investments, Inc. · CRD 155576
Marijo Dluzak1338859FSC Securities Corporation · CRD 7461
Silver Portal Capital LLC114290Silver Portal Capital LLC · CRD 114290

Source: Form D, filed Jan 12, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Portfolio, L.L.C. Healthcare Promoter
Portfolio Exchange, L.L.C. Healthcare Promoter
Capital Corporation Inland Private Promoter
Keith Lampi Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
2901 Butterfield Road
Oak Brook, IL, 60523