Form D · Private Equity Fund

Headway Investment Partners III L.P.

St. Peter Port, Y7 · CIK 0001547847

Offering snapshot reported Apr 25, 2013 · SEC filing

Reported sold: $131M
Investors reported: 4
Minimum accepted: $66.6K
First sale: May 31, 2012

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 4
Minimum accepted$6,663,752 → $66,640

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 25, 2013	Amendment	$131,321,600	No comparison	4	SEC filing
Apr 25, 2012	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $93.9K
Finders' fees: $0
Form D file number: 021-177240

The figure in Items 11 & 13 were determined based on the exchange rate of 1 EUR = 1.3328 USD.

Placement agents have been retained and will be apportioned a percentage of commitments raised.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Craig Vickers	None
Forum Capital Securities LLC	113855

Source: Form D, filed Apr 25, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HEADWAY INVESTMENT PARTNERS III L.P.

Investment adviser: HEADWAY CAPITAL PARTNERS LLP

Gross asset value: $79.2M
Beneficial owners: 53
ADV minimum commitment: $58.7K

Reported in Form ADV on Jun 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND AND CORPORATE SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CHANNEL ISLANDS LIMITED ST PETER PORT, Guernsey

Custodian NORTHERN TRUST (GUERNSEY) LIMITED ST PETER PORT, Guernsey Related to adviser: No

Custodian RAVENSCROFT LIMITED ST PETER PORT, Guernsey Related to adviser: No

Prime broker RAVENSCROFT LIMITED ST PETER PORT, Guernsey

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG CHANNEL ISLANDS LIMITED
PCAOB 6188

NORTHERN TRUST (GUERNSEY) LIMITED
LEI 549300CACBCAF4N7SH07

Filing source

Form ADV 2112384 · Jun 25, 2026 · Schedule D 7.B.(1), fund 805-1251225597

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Christiaan De Lint	Promoter
Sebastian Junoy	Promoter
Laura Shen Lefranc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1 Royal Plaza, Royal Avenue
St. Peter Port, Y7, GY1 2HL