Form D · Other Investment Fund
Headwater Ventures Fund II, LP
Minneapolis, MN · CIK 0001958439
Offering snapshot reported Feb 8, 2024 · SEC filing
- Reported sold
- Yet to sell Offering amount: $13M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 13
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 8, 2024 | Amendment | Yet to sell | No comparison | 13 | SEC filing |
| Dec 28, 2022 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-468917
Source: Form D, filed Feb 8, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HEADWATER VENTURES FUND II, LP
Investment adviser: HEADWATER VENTURES, LLC
- Gross asset value
- $2.9M
- Beneficial owners
- 12
- ADV minimum commitment
- $500K
Reported in Form ADV on Feb 1, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 1817155 · Feb 1, 2024 · Schedule D 7.B.(1), fund 805-3197897931
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Matt Miller | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Minneapolis, MN, 55410