Form D · Other Technology

Headwater Partners I LLC

Redwood City, CA · CIK 0001460321

Offering snapshot reported Jun 29, 2012 · SEC filing

Reported sold
$4.25M
Offering amount: $4.6M
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 11, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.13M$4.25MFeb 22, 2011: $1,750,002.00Feb 22, 2011Dec 5, 2011: $3,250,002.00Dec 5, 2011Jun 29, 2012: $4,250,001.00Jun 29, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,250,002 → $4,250,001
  • Reported investors1 → 2

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 29, 2012Amendment$4,250,001$999,999vs Dec 5, 20112SEC filing
Dec 5, 2011Amendment$3,250,002$1,500,000vs Feb 22, 20111SEC filing
Feb 22, 2011Initial$1,750,002No comparison1SEC filing
Mar 24, 2010Initial$1,750,000No comparison1SEC filing
Jun 23, 2009Initial$500,000No comparison1SEC filing
Apr 8, 2009Initial$340,682No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Option to acquire
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-155675
Total offering amount includes aggregate exercise price of a related warrant to purchase units of the issuer's preferred membership interest, payment for which will not be received until the warrant is exercised.

Source: Form D, filed Jun 29, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Brown Director
Charles Giancarlo Director
Krista Jacobsen Director
David Johnson Executive
Gregory Raleigh Director, Executive
James Straight Director
Kuk Yi Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
350 Marine Parkway Suite 300
Redwood City, CA, 94065