Form D · Private Equity Fund
Headlands Capital Secondary Fund IV, LP
San Francisco, CA · CIK 0001910494
Offering snapshot reported Apr 12, 2023 · SEC filing
- Reported sold
- $91M Indefinite offering
- Investors reported
- 72 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 21, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 72
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 12, 2023 | Amendment | $91,015,000 | No comparison | 72 | SEC filing |
| Apr 12, 2022 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-441437
Placement agent fees are to be paid on an established fee arrangement.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None | Pickwick Capital Partners, LLC · CRD 130672 |
| Finex Hong Kong Limited | None |
Source: Form D, filed Apr 12, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Headlands Capital, Llc | Promoter |
| Headlands Capital Secondary Management Iv, Llc | Promoter |
| David Eugene Park, Iii | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
One Embarcadero Center, Suite 1600
San Francisco, CA, 94111
San Francisco, CA, 94111