Form D · Private Equity Fund
Headlands Asset Management Fund III, LP, Series D
San Rafael, CA · CIK 0001568310
Offering snapshot reported Feb 12, 2013 · SEC filing
- Reported sold
- $8.85M Indefinite offering
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 2, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 12, 2013 | Initial | $8,850,000 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $120K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-191740
Sales commissions paid to Alternative Asset Investment Management Securities, LLC by Headlands Asset Management, LLC, the General Partner of the fund, not paid out of proceeds.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Alternative Asset Investment Management Securities LLC | 135131 |
Source: Form D, filed Feb 12, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kristen R. Decker | Executive |
| Peter T. Paul | Executive |
| R. Dennis Tussey | Executive |
| Mieko Willoughby | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1401 Los Gamos Drive
San Rafael, CA, 94903
San Rafael, CA, 94903