Form D · Private Equity Fund

Headlands Asset Management Fund III LP Series C

San Rafael, CA · CIK 0001509604

Offering snapshot reported Mar 11, 2011 · SEC filing

Reported sold
$26.8M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 6, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.4M$26.8MJan 11, 2011: $19,800,000.00Jan 11, 2011Mar 11, 2011: $26,825,000.00Mar 11, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$19,800,000 → $26,825,000
  • Reported investors3 → 15

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 11, 2011Amendment$26,825,000$7,025,000vs Jan 11, 201115SEC filing
Jan 11, 2011Initial$19,800,000No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$67.1K (estimated)
Finders' fees
$0
Form D file number
021-153471
Sales commissions paid to Specialty Capital, LLC by Headlands Asset Management LLC, the General Partner of the Issuer, not paid out of proceeds.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Specialty Capital, LLC144215Specialty Capital, LLC · CRD 144215

Source: Form D, filed Mar 11, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kristen R. Decker Executive
Peter T. Paul Executive
R. Dennis Tussey Executive
Mieko Willoughby Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1401 Los Gamos Drive
San Rafael, CA, 94903