Form D · Private Equity Fund
Headlands Asset Management Fund III, LP, Series B
San Rafael, CA · CIK 0001499802
Offering snapshot reported Aug 25, 2010 · SEC filing
- Reported sold
- $20M Offering amount: $20M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Aug 19, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 25, 2010 | Initial | $20,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $25K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-146906
Sales commissions paid to Specialty Capital,LLC by Headlands Asset Management LLC, the General Partner of the Issuer, not paid out of proceeds.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Specialty Capital, LLC | 144215 | Specialty Capital, LLC · CRD 144215 |
Source: Form D, filed Aug 25, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kristen R. Decker | Executive |
| Peter T. Paul | Executive |
| R. Dennis Tussey | Executive |
| Mieko Willoughby | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1401 Los Gamos Drive
San Rafael, CA, 94903
San Rafael, CA, 94903