Form D · Private Equity Fund
Headlands Asset Management Fund II, LP
San Rafael, CA · CIK 0001473979
Offering snapshot reported Oct 13, 2009 · SEC filing
- Reported sold
- $16.7M Offering amount: $100M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 30, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 13, 2009 | Initial | $16,680,000 | No comparison | 15 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $100K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-135146
Sales commissions paid to JMP Securities by Headlands Asset Management LLC, the General Partner of the Issuer; not paid out of proceeds.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| JMP Securities LLC | 22208 | JMP Securities LLC · CRD 22208 |
Source: Form D, filed Oct 13, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kristen R. Decker | Executive |
| Peter T. Paul | Executive |
| R. Dennis Tussey | Executive |
| Mieko Willoughby | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1401 Los Gamos Drive
San Rafael, CA, 94903
San Rafael, CA, 94903