Form D · Other Investment Fund

HCP VF IX Investors, L.P.

San Francisco, CA · CIK 0001529812

Offering snapshot reported Sep 15, 2011 · SEC filing

Reported sold
$58.5M
Offering amount: $58.5M
Investors reported
34
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 29, 2008
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 15, 2011Initial$58,500,000No comparison34SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-165891

Source: Form D, filed Sep 15, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HCP VF IX INVESTORS, L.P.

Investment adviser: HALL CAPITAL PARTNERS LLC

Gross asset value
$420K
Beneficial owners
35
ADV minimum commitment
$1M

Reported in Form ADV on Nov 3, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBEOP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 1575161 · Nov 3, 2021 · Schedule D 7.B.(1), fund 805-6041477706

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew R. Barger Director
John F. Boneparth Director
John F. Buoymaster Director, Executive
Kathryn A. Hall Director, Executive
F. Warren Hellman Director
N/A Jls Management, Llc Promoter
Mark E. Mc Kee Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Maritime Plaza, 5 Th Floor
San Francisco, CA, 94111