Form D · Other Investment Fund

HCP Energy & Natural Resources Fund, L.P.

San Francisco, CA · CIK 0001611809

Offering snapshot reported Aug 6, 2015 · SEC filing

Reported sold: $53.4M
Investors reported: 40
Minimum accepted: $0
First sale: Jun 2, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 6, 2015	Amendment	$53,350,000	$0vs Jan 30, 2015	40	SEC filing
Jan 30, 2015	Amendment	$53,350,000	$21,100,000vs Jun 25, 2014	40	SEC filing
Jun 25, 2014	Initial	$32,250,000	No comparison	18	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-219783

Source: Form D, filed Aug 6, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HCP ENERGY AND NATURAL RESOURCES FUND, L.P.

Investment adviser: PATHSTONE FAMILY OFFICE, LLC

Gross asset value: $22.7M
Beneficial owners: 39
ADV minimum commitment: $1M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PWC LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PWC LLP
PCAOB 238

CHARLES SCHWAB & CO., INC.
SEC 8-16514

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-4127688284

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kathryn A. Hall	Director, Executive
N/A Hall Capital Partners Llc	Director
N/A Hcp Enr Management Llc	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One Maritime Plaza, 5 Th Floor
San Francisco, CA, 94111