Form D · Other Investment Fund

HCN LLC

New York, NY · CIK 0001601133

Offering snapshot reported Mar 10, 2014 · SEC filing

Reported sold
$234M
Offering amount: $234M
Investors reported
4
Form D · investor count
Minimum accepted
$7.5M
Reported outside-investor minimum
First sale
Dec 24, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 10, 2014Initial$234,204,287No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-213222

Source: Form D, filed Mar 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HCN, LLC

Investment adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Gross asset value
$0
Beneficial owners
5
ADV minimum commitment
$8M

Reported in Form ADV on Feb 2, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian U.S. BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Filing source

Form ADV 1369574 · Feb 2, 2020 · Schedule D 7.B.(1), fund 805-3078095685

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Guggenheim Partners Investment Management, Llc Promoter
N/A U.S. Bank National Association As Trustee Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Guggenheim Partners Investment Mgmt. 330 Madison Avenue, 10th Floor
New York, NY, 10017