Form D · Private Equity Fund

HCI CO-INVESTORS III, L.P.

Washington, DC · CIK 0001435877

Offering snapshot reported May 13, 2014 · SEC filing

Reported sold
$3.52M
Offering amount: $4M
Investors reported
30
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Sep 15, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.76M$3.52MMay 18, 2009May 18, 2010: $647,639.00May 18, 2010May 18, 2011: $1,257,639.00May 18, 2011May 16, 2012: $1,556,139.00May 16, 2012May 13, 2013: $2,176,887.00May 13, 2013May 13, 2014: $3,520,502.00May 13, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,176,887 → $3,520,502
  • Reported investors22 → 30

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 13, 2014Amendment$3,520,502$1,343,615vs May 13, 201330SEC filing
May 13, 2013Amendment$2,176,887$620,748vs May 16, 201222SEC filing
May 16, 2012Amendment$1,556,139$298,500vs May 18, 201120SEC filing
May 18, 2011Amendment$1,257,639$610,000vs May 18, 201017SEC filing
May 18, 2010Amendment$647,639No comparison14SEC filing
May 18, 2009InitialYet to sellNo comparisonNot reportedSEC filing
May 19, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-118448
The General Partner reserves the right to offer a greater or lesser amount of limited partner interests.

Source: Form D, filed May 13, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HCI CO-INVESTORS III, L.P.

Investment adviser: HCI EQUITY MANAGEMENT, L.P.

Gross asset value
$36.6K
Beneficial owners
11
ADV minimum commitment
$0

Reported in Form ADV on Sep 5, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS LLP MCLEAN, Virginia, United States
Custodian PRINCIPAL BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. MCLEAN, Virginia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

PRINCIPAL BANK
LEI 549300GJUS3RD4RG4D56

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Filing source

Form ADV 1899815 · Sep 5, 2024 · Schedule D 7.B.(1), fund 805-5991864838

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel M. Dickinson Executive, Promoter
Frederick V. Malek Executive, Promoter
Douglas P. Mccormick Executive, Promoter
Douglas P. Mc Cormick Executive, Promoter
Scott D. Rued Executive, Promoter
Lisa M. Withers Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1730 Pennsylvania Avenue, Nw Ste. 525
Washington, DC, 20006