Form D · Other Banking and Financial Services
HCF SPE I LLC
Long Beach, CA · CIK 0001477930
Offering snapshot reported Dec 4, 2009 · SEC filing
- Reported sold
- Yet to sell Offering amount: $100M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 4, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $3.25M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-136612
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Heritage Financial Systems, Inc. | 133019 | |
| Empire Securities Corporation | 2826 | |
| MHA Financial Corp | 7462 |
Source: Form D, filed Dec 4, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Rick Muckelrath | Executive |
| Timothy Michael Peters | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
One World Trade Ctr Suite 2540
Long Beach, CA, 90831
Long Beach, CA, 90831