Form D · Private Equity Fund
HCAP Partners IV, L.P.
San Diego, CA · CIK 0001726246
Offering snapshot reported Dec 21, 2018 · SEC filing
- Reported sold
- $65.5M Indefinite offering
- Investors reported
- 40 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 22, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$51,173,000 → $65,459,184
- Reported investors30 → 40
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 21, 2018 | Amendment | $65,459,184 | $14,286,184vs Jun 5, 2018 | 40 | SEC filing |
| Jun 5, 2018 | Amendment | $51,173,000 | $50,173,000vs Dec 29, 2017 | 30 | SEC filing |
| Dec 29, 2017 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $380K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-301994
The amount shown above is an estimate based on anticipated capital commitments. The final amount of fees paid will depend on the precise amount of commitments that the placement agents bring to the fund.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Intellivest Securities, Inc. | 145022 | |
| B. Riley FBR, Inc. | 25027 | Eric Rosiak · CRD 5352200 |
| Growth Capital Services, Inc. | 124658 |
Source: Form D, filed Dec 21, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HCAP PARTNERS V, LP
Investment adviser: HCAP PARTNERS, LLC
- Gross asset value
- $318M
- Beneficial owners
- 62
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
BDO USA, LLP
PCAOB 243
BANC OF CALIFORNIA, N.A.
LEI 549300IBHVRZNE4YFN80
Filing source
Form ADV 2074678 · Mar 23, 2026 · Schedule D 7.B.(1), fund 805-3776209576
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Timothy Bubnack | Executive |
| Frank Mora Crespo | Executive |
| N/A Hcap Partners, Llc | Executive |
| N/A Hfmc Iv, Llc | Executive |
| Nicolas Lopez | Executive |
| Hope T. Mago | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Diego, CA, 92122