Form D · Hedge Fund

HB ASIA HOLDINGS LTD

New York, NY · CIK 0001460797

Offering snapshot reported Feb 14, 2012 · SEC filing

Reported sold: $73.8K
Investors reported: 3
Minimum accepted: $0
First sale: Dec 31, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 14, 2012	Amendment	$73,826	$0vs Feb 17, 2011	3	SEC filing
Feb 17, 2011	Amendment	$73,826	$73,826vs Feb 22, 2010	3	SEC filing
Feb 22, 2010	Amendment	$0	No comparison	0	SEC filing
Mar 18, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-129823

Responses in Items #13 and #14 are estimates.

Source: Form D, filed Feb 14, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HB ASIA HOLDINGS, LTD.

Investment adviser: HIGHBRIDGE CAPITAL MANAGEMENT, LLC

Gross asset value: $23.7M
Beneficial owners: 271
ADV minimum commitment: $0

Reported in Form ADV on Feb 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HARMONIC FUND SERVICES GEORGETOWN, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS LLP NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer NEWEDGE USA, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

Filing source

Form ADV 707157 · Feb 28, 2013 · Schedule D 7.B.(1), fund 805-2695001049

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard Crawshaw	Director
Clive Harris	Director
John Oliva	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

40 West 57 Th Street
New York, NY, 10019