Form D · Hedge Fund

HB ASIA HOLDINGS LP

New York, NY · CIK 0001460796

Offering snapshot reported Feb 14, 2012 · SEC filing

Reported sold
$17.1M
Indefinite offering
Investors reported
70
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 31, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.55M$17.1MMar 18, 2009Feb 18, 2010: $14,032,316.00Feb 18, 2010Feb 19, 2010: $13,984,347.00Feb 17, 2011: $17,049,591.00Feb 17, 2011Feb 14, 2012: $17,105,705.00Feb 14, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$17,049,591 → $17,105,705
  • Reported investors67 → 70

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 14, 2012Amendment$17,105,705$56,114vs Feb 17, 201170SEC filing
Feb 17, 2011Amendment$17,049,591$3,065,244vs Feb 19, 201067SEC filing
Feb 19, 2010Amendment$13,984,347No comparison24SEC filing
Feb 18, 2010Amendment$14,032,316No comparison23SEC filing
Mar 18, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-129824
Responses in Items #13 and #14 are estimates.

Source: Form D, filed Feb 14, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HB ASIA HOLDINGS, L.P.

Investment adviser: HIGHBRIDGE CAPITAL MANAGEMENT, LLC

Gross asset value
$4.1M
Beneficial owners
220
ADV minimum commitment
$0

Reported in Form ADV on Feb 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HARMONIC FUND SERVICES GEORGETOWN, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer NEWEDGE USA, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

Filing source

Form ADV 707157 · Feb 28, 2013 · Schedule D 7.B.(1), fund 805-1547953031

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Crawshaw Director
Clive Harris Director
John Oliva Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
40 West 57 Th Floor
New York, NY, 10019