Form D · Hedge Fund

Hawkes Bay Partners, L.P.

Boston, MA · CIK 0001390223

Offering snapshot reported Feb 21, 2025 · SEC filing

Reported sold
$912M
Indefinite offering
Investors reported
1,165
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$456M$912MMar 16, 2009: $38,515,740.00Mar 16, 2009Mar 16, 2010: $39,106,383.00Mar 17, 2011: $42,505,115.00Mar 15, 2012: $125,222,562.00Mar 4, 2013: $149,487,299.00Mar 4, 2014: $204,395,310.00Jan 23, 2015: $223,296,319.00Jan 25, 2016: $323,707,021.00Mar 2, 2016: $354,245,497.00Jul 14, 2016: $371,057,654.00Oct 14, 2016: $399,476,189.00Mar 10, 2017: $434,549,322.00Jun 26, 2017: $511,726,859.00Sep 14, 2017: $573,042,613.00Sep 25, 2017: $573,042,613.00Mar 21, 2018: $685,706,996.00Jun 20, 2018: $712,672,496.00Dec 13, 2018: $779,935,738.00Dec 13, 2019: $844,804,763.00Feb 24, 2020: $855,691,008.00Feb 24, 2021: $898,231,617.00Feb 24, 2022: $904,727,470.00Feb 22, 2023: $906,766,724.00Feb 22, 2024: $909,653,150.00Feb 21, 2025: $911,977,329.00Feb 21, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$909,653,150 → $911,977,329
  • Reported investors1,163 → 1,165

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 21, 2025Amendment$911,977,329$2,324,179vs Feb 22, 20241,165SEC filing
Feb 22, 2024Amendment$909,653,150$2,886,426vs Feb 22, 20231,163SEC filing
Feb 22, 2023Amendment$906,766,724$2,039,254vs Feb 24, 20221,161SEC filing
Feb 24, 2022Amendment$904,727,470$6,495,853vs Feb 24, 20211,160SEC filing
Feb 24, 2021Amendment$898,231,617$42,540,609vs Feb 24, 20201,148SEC filing
Feb 24, 2020Amendment$855,691,008$10,886,245vs Dec 13, 20191,084SEC filing
Dec 13, 2019Amendment$844,804,763$64,869,025vs Dec 13, 20181,073SEC filing
Dec 13, 2018Amendment$779,935,738$67,263,242vs Jun 20, 2018972SEC filing
Jun 20, 2018Amendment$712,672,496$26,965,500vs Mar 21, 2018869SEC filing
Mar 21, 2018Amendment$685,706,996$112,664,383vs Sep 25, 2017826SEC filing
Sep 25, 2017Amendment$573,042,613$0vs Sep 14, 2017670SEC filing
Sep 14, 2017Amendment$573,042,613$61,315,754vs Jun 26, 2017670SEC filing
Jun 26, 2017Amendment$511,726,859$77,177,537vs Mar 10, 2017601SEC filing
Mar 10, 2017Amendment$434,549,322$35,073,133vs Oct 14, 2016534SEC filing
Oct 14, 2016Amendment$399,476,189$28,418,535vs Jul 14, 2016467SEC filing
Jul 14, 2016Amendment$371,057,654$16,812,157vs Mar 2, 2016419SEC filing
Mar 2, 2016Amendment$354,245,497$130,949,178vs Jan 23, 2015383SEC filing
Jan 25, 2016Amendment$323,707,021$100,410,702vs Jan 23, 2015341SEC filing
Jan 23, 2015Amendment$223,296,319$18,901,009vs Mar 4, 2014105SEC filing
Mar 4, 2014Amendment$204,395,310$54,908,011vs Mar 4, 201390SEC filing
Mar 4, 2013Amendment$149,487,299$24,264,737vs Mar 15, 201274SEC filing
Mar 15, 2012Amendment$125,222,562$82,717,447vs Mar 17, 201158SEC filing
Mar 17, 2011Amendment$42,505,115$3,398,732vs Mar 16, 201051SEC filing
Mar 16, 2010Amendment$39,106,383$590,643vs Mar 16, 200950SEC filing
Mar 16, 2009Amendment$38,515,740No comparisonNot reportedSEC filing
Feb 6, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$9.84M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-99953
Recipients listed in Item 12 (excluding WFD, but including, if applicable, employees of WFD) are paid an amount equal to a percentage of the management fee paid to the IM (or its affiliates) attributable to certain assets under management.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wellington Funds Distributors Inc.000152768
Merrill Lynch, Pierce, Fenner & Smith Incorporated000007691
Deutsche Bank Securities Inc.000002525
Morgan Stanley Smith Barney LLC000149777
Rockefeller Financial LLC000291361

Source: Form D, filed Feb 21, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HAWKES BAY PARTNERS, L.P.

Investment adviser: WELLINGTON ALTERNATIVE INVESTMENTS LLC

Gross asset value
$834K
Beneficial owners
150
ADV minimum commitment
$1M

Reported in Form ADV on Sep 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No
Marketer ROCKEFELLER CAPITAL MANAGEMENT NEW YORK, New York, United States Related to adviser: No
Marketer WELLINGTON FUNDS DISTRIBUTORS INC. BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

MORGAN STANLEY
CRD 149777 · SEC 801-70103

ROCKEFELLER CAPITAL MANAGEMENT
CRD 291361 · SEC 801-114033

WELLINGTON FUNDS DISTRIBUTORS INC.
CRD 152768 · SEC 8-68476

Filing source

Form ADV 2130971 · Sep 29, 2026 · Schedule D 7.B.(1), fund 805-6225634555

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John E. Bruno Director
Christopher G. Kirk Director
Gregory S. Konzal Executive
Neil A. Medugno Director
Susan G. O'connell Director
Phillip H. Perelmuter Director
Sara Lou Sherman Executive
Edward Steinborn Director
Brendan J. Swords Director
Perry M. Traquina Director
Wellington Alternative Investments Llc Executive
Wellington Hedge Management Llc Executive
Wellington Management Company Llp Executive
Wellington Management Investment, Inc. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Wellington Alternative Investments Llc 280 Congress St
Boston, MA, 02210