Form D · Hedge Fund

Hawkes Bay Investors (Cayman), Ltd.

Grand Cayman, E9 · CIK 0001537577

Offering snapshot reported Jul 1, 2026 · SEC filing

Reported sold
$316M
Indefinite offering
Investors reported
157
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 2, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$158M$316MDec 29, 2011: $2,000,000.00Dec 29, 2011Dec 28, 2012: $8,032,296.00Dec 23, 2013: $14,237,860.00Dec 15, 2014: $136,887,829.00Dec 15, 2015: $113,720,860.00Mar 2, 2016: $115,070,860.00Mar 2, 2017: $153,945,860.00Jul 11, 2017: $157,090,860.00Sep 14, 2017: $161,695,860.00Mar 21, 2018: $165,595,860.00Jul 6, 2018: $169,245,860.00Dec 13, 2018: $182,758,860.00Dec 13, 2019: $195,079,860.00Feb 25, 2020: $196,429,860.00Feb 25, 2021: $217,377,330.00Feb 25, 2022: $219,647,330.00Feb 23, 2023: $219,647,330.00May 8, 2023: $219,647,330.00May 18, 2023: $219,647,330.00May 7, 2024: $219,647,330.00May 7, 2025: $316,197,299.00Jul 1, 2025: $316,197,299.00Jul 1, 2026: $316,197,299.00Jul 1, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 1, 2026Amendment$316,197,299$0vs Jul 1, 2025157SEC filing
Jul 1, 2025Amendment$316,197,299$0vs May 7, 2025157SEC filing
May 7, 2025Amendment$316,197,299$96,549,969vs May 7, 2024157SEC filing
May 7, 2024Amendment$219,647,330$0vs May 18, 2023155SEC filing
May 18, 2023Amendment$219,647,330$0vs May 8, 2023155SEC filing
May 8, 2023Amendment$219,647,330$0vs Feb 23, 2023155SEC filing
Feb 23, 2023Amendment$219,647,330$0vs Feb 25, 2022155SEC filing
Feb 25, 2022Amendment$219,647,330$2,270,000vs Feb 25, 2021155SEC filing
Feb 25, 2021Amendment$217,377,330$20,947,470vs Feb 25, 2020154SEC filing
Feb 25, 2020Amendment$196,429,860$1,350,000vs Dec 13, 2019146SEC filing
Dec 13, 2019Amendment$195,079,860$12,321,000vs Dec 13, 2018143SEC filing
Dec 13, 2018Amendment$182,758,860$13,513,000vs Jul 6, 2018124SEC filing
Jul 6, 2018Amendment$169,245,860$3,650,000vs Mar 21, 2018113SEC filing
Mar 21, 2018Amendment$165,595,860$3,900,000vs Sep 14, 2017110SEC filing
Sep 14, 2017Amendment$161,695,860$4,605,000vs Jul 11, 2017108SEC filing
Jul 11, 2017Amendment$157,090,860$3,145,000vs Mar 2, 2017107SEC filing
Mar 2, 2017Amendment$153,945,860$38,875,000vs Mar 2, 201698SEC filing
Mar 2, 2016Amendment$115,070,860-$21,816,969vs Dec 15, 201462SEC filing
Dec 15, 2015Amendment$113,720,860-$23,166,969vs Dec 15, 201457SEC filing
Dec 15, 2014Amendment$136,887,829$122,649,969vs Dec 23, 20139SEC filing
Dec 23, 2013Amendment$14,237,860$6,205,564vs Dec 28, 20126SEC filing
Dec 28, 2012Amendment$8,032,296$6,032,296vs Dec 29, 20114SEC filing
Dec 29, 2011Initial$2,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$905K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-170888
If applicable, employees of the recipient listed in item 12, are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wellington Funds Distributors Inc.000152768
Merrill Lynch, Pierce, Fenner & Smith Incorporated000007691
Deutsche Bank Securities Inc.000002525
Morgan Stanley Smith Barney LLC000149777
Rockefeller Financial LLC000291361

Source: Form D, filed Jul 1, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HAWKES BAY INVESTORS (CAYMAN), LTD.

Investment adviser: WELLINGTON ALTERNATIVE INVESTMENTS LLC

Gross asset value
$735K
Beneficial owners
52
ADV minimum commitment
$1M

Reported in Form ADV on Sep 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY PURCHASE, New York, United States Related to adviser: No
Marketer ROCKEFELLER CAPITAL MANAGEMENT NEW YORK, New York, United States Related to adviser: No
Marketer WELLINGTON FUNDS DISTRIBUTORS INC. BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

MORGAN STANLEY
CRD 149777 · SEC 801-70103

ROCKEFELLER CAPITAL MANAGEMENT
CRD 291361 · SEC 801-114033

WELLINGTON FUNDS DISTRIBUTORS INC.
CRD 152768 · SEC 8-68476

Filing source

Form ADV 2130971 · Sep 29, 2026 · Schedule D 7.B.(1), fund 805-9106363183

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Helen E. Clement Director
Jonathan C. Conant Director
Michael J. Feder Director
Michelle L. Hunter Director
Christopher G. Kirk Director
Gregory S. Konzal Director
Neil A. Madugno Director
Neil A. Medugno Director
Susan G. O'connell Director
Georgia Prinsloo Director
Matthew N. Shea Director
Carmine A. Taglione Director
Wellington Alternative Investments Llc Executive
Wellington Management Company Llp Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ogier Global (Cayman) Limited 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9009