Form D · Venture Capital Fund

Hawk Equity Private Fund V-A LLC

New York, NY · CIK 0001769964

Offering snapshot reported Apr 8, 2019 · SEC filing

Reported sold
$7.5M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 13, 2019
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 1

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 8, 2019Amendment$7,500,000No comparison1SEC filing
Mar 13, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-334716

Source: Form D, filed Apr 8, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HAWK EQUITY PRIVATE FUND V-A LLC

Investment adviser: HAWK EQUITY MANAGEMENT LLC

Gross asset value
$7.5M
Beneficial owners
12
ADV minimum commitment
$0

Reported in Form ADV on Jan 25, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA, INC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP STAMFORD, Connecticut, United States
Custodian J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

J.P. MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Filing source

Form ADV 1579048 · Jan 25, 2022 · Schedule D 7.B.(1), fund 805-1520758472

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Hawk Equity Llc Executive
N/A Hawk Equity Management Llc Promoter
David Hawkins Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
379 West Broadway
New York, NY, 10012