Form D · Other Investment Fund

Hauser Private Equity Core Fund IV-Q, LLC

Cincinnati, OH · CIK 0001906386

Offering snapshot reported Jun 15, 2023 · SEC filing

Reported sold: $295M
Investors reported: 95
Minimum accepted: $1M
First sale: Jan 14, 2022

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$250,525,000 → $294,785,000
Reported investors64 → 95

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 15, 2023	Amendment	$294,785,000	$44,260,000vs Apr 18, 2022	95	SEC filing
Apr 18, 2022	Amendment	$250,525,000	$66,550,000vs Feb 2, 2022	64	SEC filing
Feb 2, 2022	Initial	$183,975,000	No comparison	64	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-431853

Source: Form D, filed Jun 15, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HAUSER PRIVATE EQUITY CORE FUND IV-Q, LLC

Investment adviser: HPE CAPITAL MANAGEMENT II, LLC

Gross asset value: $316M
Beneficial owners: 111
ADV minimum commitment: $1M

Reported in Form ADV on Sep 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PIEDMONT FUND SERVICES. INC. HERNDON, Virginia, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor BARNES, DENNIG & CO., LTD CINCINATTI, Ohio, United States

Custodian CITIZENS BANK PROVIDENCE, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BARNES, DENNIG & CO., LTD
PCAOB 642

Filing source

Form ADV 2133072 · Sep 17, 2026 · Schedule D 7.B.(1), fund 805-8802721683

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Mark J. Hauser	Director, Promoter
Paul M. Swanson	Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

5905 E. Galbraith Road Suite 9000
Cincinnati, OH, 45236