Form D · Venture Capital Fund
Hatteras VC Co-Investment Fund II, LLC
Raleigh, NC · CIK 0001450150
Offering snapshot reported Mar 30, 2010 · SEC filing
- Reported sold
- $4.04M Indefinite offering
- Investors reported
- 77 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Sep 1, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 30, 2010 | Amendment | $4,036,818 | No comparison | 77 | SEC filing |
| Feb 23, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $323K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-127349
Item 13(b) = aggregate gross purchases of the Fund since inception. The figure does not net out any redemptions, Item 14 below is also an aggregate number. Total number of current investors in the Fund as of Feb 28, 2010 was only 77.
The Fund has a maximum placement fee of 8%, so the estimated sales commission response above was calculated based on the maximum 8% fee times the aggregate sales since inception.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Hatteras Capital Distributors, LLC | 143365 |
Source: Form D, filed Mar 30, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Lance Baker | Executive |
| Andrew Paul Chica | Executive |
| James Michael Fields | Executive |
| N/A Hatteras Capital Investment Management, Llc | Executive |
| H. Alexander Holmes | Director |
| Steve E. Moss | Director |
| David Brien Perkins | Director, Executive |
| Gregory S. Sellers | Director |
| Daniel K. Wilson | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
8540 Colonnade Center Drive, Suite 401
Raleigh, NC, 27615
Raleigh, NC, 27615