Form D · Other Investment Fund

Hatteras Core Alternatives Offshore Fund, Ltd

Raleigh, NC · CIK 0001284140

Offering snapshot reported Mar 28, 2013 · SEC filing

Reported sold
$62.1M
Indefinite offering
Investors reported
130
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jan 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$31M$62.1MMar 30, 2010: $62,026,431.00Mar 30, 2010Mar 30, 2011: $62,076,431.00Mar 30, 2011Mar 30, 2012: $62,076,431.00Mar 30, 2012Mar 28, 2013: $62,076,431.00Mar 28, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 28, 2013Amendment$62,076,431$0vs Mar 30, 2012130SEC filing
Mar 30, 2012Amendment$62,076,431$0vs Mar 30, 2011130SEC filing
Mar 30, 2011Amendment$62,076,431$50,000vs Mar 30, 2010130SEC filing
Mar 30, 2010Amendment$62,026,431No comparison129SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$1.24M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-63880
Item 13(b) = aggregate gross purchases of the Fund since inception. The figure does not net out any redemptions, Item 14 below is also an aggregate number. Total number of current investors in the Fund as of Feb 28, 2013 was only 15.
The Fund has a maximum placement fee of 2%, so the estimated sales commission response above was calculated based on the maximum 2% fee times the aggregate sales since inception.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Hatteras Capital Distributors, LLC143365

Source: Form D, filed Mar 28, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HATTERAS CORE ALTERNATIVES OFFSHORE FUND, LTD

Investment adviser: HATTERAS INVESTMENT PARTNERS LLC

Gross asset value
$8.56M
Beneficial owners
16
ADV minimum commitment
$50K

Reported in Form ADV on Apr 1, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES, INC. MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP PHILADELPHIA, Pennsylvania, United States
Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 723066 · Apr 1, 2013 · Schedule D 7.B.(1), fund 805-6164194656

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David B. Perkins Director
Peter Young Director
Samuel Young Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
8540 Colonnade Center Drive, Suite 401
Raleigh, NC, 27615