Form D · Private Equity Fund

Hastings Equity Fund IV-A, L.P.

Houston, TX · CIK 0001735636

Offering snapshot reported May 23, 2019 · SEC filing

Reported sold: $130M
Investors reported: 42
Minimum accepted: $0
First sale: Apr 6, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors39 → 42

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 23, 2019	Amendment	$130,000,000	$0vs May 17, 2018	42	SEC filing
May 17, 2018	Amendment	$130,000,000	No comparison	39	SEC filing
Mar 30, 2018	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-308980

Includes amounts (1) offered and sold by Hastings Equity Fund IV-B, L.P., a "parallel fund" of the Issuer and (2) committed by the General Partner.

Amount to be paid based on a percentage of capital raised.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Stifel, Nicolaus & Co., Inc.	793

Source: Form D, filed May 23, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HASTINGS EQUITY FUND IV-A, L.P.

Investment adviser: HASTINGS EQUITY PARTNERS, LLC

Gross asset value: $199M
Beneficial owners: 45
ADV minimum commitment: $100K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP BOSTON, Massachusetts, United States

Custodian COMERICA BANK DALLAS, Texas, United States Related to adviser: No

Custodian FIRST CITIZENS BANCSHARES NEWTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

COMERICA BANK
LEI 70WY0ID1N53Q4254VH70

FIRST CITIZENS BANCSHARES
LEI 0K2D5AK28E3O5CC06E35

Filing source

Form ADV 2073198 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-6728958739

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Hastings Fund Iv Gp, Llc	Executive
N/A Hastings Fund Iv Gp, L.P.	Executive
Edward Patton	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Hastings Equity Partners, Llc 1221 Mckinney Street, Suite 3650
Houston, TX, 77010