Form D · Hedge Fund

Harvest Volatility Alpha Fund, LP

New York, NY · CIK 0001466239

Offering snapshot reported Feb 24, 2017 · SEC filing

Reported sold
$65.1M
Indefinite offering
Investors reported
54
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$32.5M$65.1MFeb 18, 2010: $10,070,932.00Feb 18, 2010Feb 16, 2011: $20,849,932.00Feb 24, 2012: $20,849,932.00Feb 25, 2013: $46,574,932.00Feb 25, 2014: $48,418,244.00Feb 25, 2015: $49,168,244.00Feb 25, 2016: $60,918,244.00Feb 24, 2017: $65,090,682.00Feb 24, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$60,918,244 → $65,090,682
  • Reported investors53 → 54

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 24, 2017Amendment$65,090,682$4,172,438vs Feb 25, 201654SEC filing
Feb 25, 2016Amendment$60,918,244$11,750,000vs Feb 25, 201553SEC filing
Feb 25, 2015Amendment$49,168,244$750,000vs Feb 25, 201452SEC filing
Feb 25, 2014Amendment$48,418,244$1,843,312vs Feb 25, 201351SEC filing
Feb 25, 2013Amendment$46,574,932$25,725,000vs Feb 24, 201245SEC filing
Feb 24, 2012Amendment$20,849,932$0vs Feb 16, 201126SEC filing
Feb 16, 2011Amendment$20,849,932$10,779,000vs Feb 18, 201026SEC filing
Feb 18, 2010Initial$10,070,932No comparison12SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-138815

Source: Form D, filed Feb 24, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARVEST VOLATILITY ALPHA FUND LP

Investment adviser: HARVEST VOLATILITY MANAGEMENT, LLC

Gross asset value
$18.7M
Beneficial owners
20
ADV minimum commitment
$1M

Reported in Form ADV on Mar 24, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PARTNERSADMIN LLC MANHATTAN BEACH, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP NEW YORK, New York, United States
Custodian BNY MELLON SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNY MELLON SECURITIES LLC
SEC 8-51710

MORGAN STANLEY & CO. LLC
SEC 8-15869

Filing source

Form ADV 1080053 · Mar 24, 2017 · Schedule D 7.B.(1), fund 805-2095550834

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Curtis F. Brockelman, Jr. Executive
Harvest Volatility Management, Llc Executive
Harvest Volatility Partners, Llc Executive
Richard L. Selvala, Jr. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Harvest Volatility Partners, Llc 420 Lexington Ave, Suite 2620
New York, NY, 10170