Form D · Private Equity Fund

Harvest Strategic Associates IX, L.P.

New York, NY · CIK 0001884740

Offering snapshot reported Sep 25, 2023 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 25, 2023AmendmentYet to sellNo comparison0SEC filing
Sep 23, 2022AmendmentYet to sellNo comparison0SEC filing
Sep 23, 2021InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$10M (estimated)
Finders' fees
$0
Form D file number
021-414447
Total Offering Amount and Total Remaining to be Sold applies to/may be sold by the Issuer and related parallel funds. Total Amount Sold applies to the Issuer only.
Sales Commissions represents an estimate of the total sales commissions to be paid over time to the entities engaged to market interests in the Issuer and/or its related parallel funds as a result of the anticipated sales of interests in such funds.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Credit Suisse Securities (USA) LLC816

Source: Form D, filed Sep 25, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARVEST STRATEGIC ASSOCIATES IX, L.P.

Investment adviser: HARVEST PARTNERS, LP

Gross asset value
$37.7M
Beneficial owners
63
ADV minimum commitment
$100K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian CITIZENS BANK, NA PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK NA COLUMBUS, Ohio, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC BOSTON, Massachusetts, United States Related to adviser: No
Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

JPMORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

Filing source

Form ADV 2075210 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-5110773926

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas W. Arenz Executive
Stephen Carlson Executive
Michael B. De Florio Executive
Stephen Eisenstein Executive
Ira D. Kleinman Executive
Jamie E. Toothman Executive
John Campbell Wilkins, Jr. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
280 Park Avenue, 26 Th Floor
New York, NY, 10017