Form D · Private Equity Fund

HARVEST PARTNERS VI, L P

New York, NY · CIK 0001521453

Offering snapshot reported Sep 14, 2012 · SEC filing

Reported sold
$1.09B
Offering amount: $1.1B
Investors reported
60
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 18, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$545M$1.09BJun 1, 2011: $441,950,000.00Jun 1, 2011Oct 18, 2011: $633,250,000.00Oct 18, 2011Dec 23, 2011: $835,750,000.00Apr 27, 2012: $920,750,000.00Apr 27, 2012Jun 5, 2012: $1,031,750,000.00Sep 14, 2012: $1,090,000,000.00Sep 14, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$835,750,000 → $1,090,000,000
  • Reported investors46 → 60

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 14, 2012Amendment$1,090,000,000$254,250,000vs Dec 23, 201160SEC filing
Jun 5, 2012Amendment$1,031,750,000$196,000,000vs Dec 23, 201157SEC filing
Apr 27, 2012Amendment$920,750,000$85,000,000vs Dec 23, 201149SEC filing
Dec 23, 2011Amendment$835,750,000$202,500,000vs Oct 18, 201146SEC filing
Oct 18, 2011Amendment$633,250,000$191,300,000vs Jun 1, 201134SEC filing
Jun 1, 2011Initial$441,950,000No comparison25SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$7.63M
Finders' fees
$0
Form D file number
021-160622
The Issuer originally reported a Total Offering Amount of $800,000,000 in its initial Form D filing, dated June 1, 2011. The Issuer later increased the Total Offering Amount to $1,100,000,000 in an Amendment filed on October 18, 2011.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Credit Suisse Securities (USA) LLC816

Source: Form D, filed Sep 14, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARVEST PARTNERS VI, L.P.

Investment adviser: HARVEST PARTNERS, LP

Gross asset value
$97.6M
Beneficial owners
66
ADV minimum commitment
$5M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian CITIZENS BANK, NA PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK NA COLUMBUS, Ohio, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC BOSTON, Massachusetts, United States Related to adviser: No
Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

JPMORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

Filing source

Form ADV 2075210 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-5150511189

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas W. Arenz Executive
Michael B. De Florio Executive
Stephen Eisenstein Executive
Ira D. Kleinman Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
280 Park Avenue, 25 Th Floor
New York, NY, 10017