Form D · Private Equity Fund

Harvest Partners Structured Capital Fund II (Parallel), L.P.

New York, NY · CIK 0001721103

Offering snapshot reported Oct 26, 2018 · SEC filing

Reported sold
$216M
Offering amount: $800M
Investors reported
6
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Feb 14, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 6

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 26, 2018Amendment$216,000,000No comparison6SEC filing
Dec 15, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$5.76M (estimated)
Finders' fees
$0
Form D file number
021-300925
Total Offering Amount applies to Issuer and certain related entities. Remaining amount is to be sold by the Issuer and/or has been or is to be sold by certain related entities. Total amount sold by Issuer and its related entities is $786,200,000
Sales Commissions represents an estimate of the total sales commissions to be paid to the entity listed in item 12 above over time as a result of the anticipated sales of interests in the Issuer and/or certain related entities.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Credit Suisse Securities (USA) LLC816
Innovation Partners, LLC146344

Source: Form D, filed Oct 26, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARVEST PARTNERS STRUCTURED CAPITAL FUND II (PARALLEL), L.P.

Investment adviser: HARVEST PARTNERS, LP

Gross asset value
$304M
Beneficial owners
7
ADV minimum commitment
$5M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK NA COLUMBUS, Ohio, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC BOSTON, Massachusetts, United States Related to adviser: No
Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Marketer INNOVATION PARTNERS LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JPMORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

INNOVATION PARTNERS LLC
CRD 146344 · SEC 801-78702

Filing source

Form ADV 2075210 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-1179181941

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas W. Arenz Executive
Michael B. De Florio Executive
Steven Duke Executive
Stephen Eisenstein Executive
Ira D. Kleinman Executive
Sean Murphy Executive
Mark C. Smith Executive
Marc Unger Executive
John Campbell Wilkins, Jr. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
280 Park Avenue, 26 Th Floor
New York, NY, 10017