Form D · Private Equity Fund

Harvest Partners IX (Parallel), L.P.

New York, NY · CIK 0001878377

Offering snapshot reported Sep 25, 2023 · SEC filing

Reported sold: $3B
Investors reported: 107
Minimum accepted: $1
First sale: Sep 24, 2021

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$2,267,585,714 → $2,999,033,216
Reported investors80 → 107

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 25, 2023	Amendment	$2,999,033,216	$731,447,502vs Sep 23, 2022	107	SEC filing
Sep 23, 2022	Amendment	$2,267,585,714	No comparison	80	SEC filing
Sep 23, 2021	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $10M (estimated)
Finders' fees: $0
Form D file number: 021-414446

Total Amount Sold applies to Issuer only. Total Amount Sold by Issuer and related funds is $4,859,632,448.

Sales Commissions represents an estimate of the total sales commissions to be paid over time to the entities engaged to market interests in the Issuer and/or its related parallel funds as a result of the anticipated sales of interests in such funds.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Credit Suisse Securities (USA) LLC	816
IBK Securities Co., Ltd.	None
Evercore Group L.L.C.	42405

Source: Form D, filed Sep 25, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARVEST PARTNERS IX (PARALLEL), L.P.

Investment adviser: HARVEST PARTNERS, LP

Gross asset value: $4.14B
Beneficial owners: 113
ADV minimum commitment: $5M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian CITIZENS BANK, NA PROVIDENCE, Rhode Island, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK NA COLUMBUS, Ohio, United States Related to adviser: No

Custodian MORGAN STANLEY SMITH BARNEY LLC BOSTON, Massachusetts, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

JPMORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

Filing source

Form ADV 2075210 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-7476436578

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Thomas W. Arenz	Executive
Stephen Carlson	Executive
Michael B. De Florio	Executive
Stephen Eisenstein	Executive
Ira D. Kleinman	Executive
Jamie E. Toothman	Executive
John Campbell Wilkins, Jr.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

280 Park Avenue, 26 Th Floor
New York, NY, 10017