Form D · Commercial
Harvest 4040 Investors, LLC
Emeryville, CA · CIK 0001553315
Offering snapshot reported Nov 6, 2013 · SEC filing
- Reported sold
- $1.6M Offering amount: $1.6M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Oct 21, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 6, 2013 | Initial | $1,600,000 | No comparison | 3 | SEC filing |
| Aug 27, 2012 | Initial | $2,500,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-205836
Includes capital contribution of the Managing Member
Source: Form D, filed Nov 6, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joss Hanna | Executive |
| N/A Harvest 4040 Managers, Llc | Promoter |
| N/A Harvest Properties, Inc. | Promoter |
| Sarah Irving | Executive |
| Griff King | Executive |
| Awais Mughal | Executive |
| Thomas Wagner | Executive |
| John Winther | Executive, Promoter |
Issuer details
Industry: Commercial (See others in industry)
Address:
6425 Christie Avenue Suite 220
Emeryville, CA, 94608
Emeryville, CA, 94608