Form D · Other Investment Fund

Hartford Life Insurance Co PPVA Separate Account

Simsbury, CT · CIK 0001488140

Offering snapshot reported Jan 12, 2012 · SEC filing

Reported sold
$36.7M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 25, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$25M$50MMar 31, 2010: $50,000,000.00Mar 31, 2010Mar 3, 2011: $36,399,184.00Mar 3, 2011Jan 12, 2012: $36,676,132.00Jan 12, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$36,399,184 → $36,676,132

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 12, 2012Amendment$36,676,132$276,948vs Mar 3, 20112SEC filing
Mar 3, 2011Amendment$36,399,184-$13,600,816vs Mar 31, 20102SEC filing
Mar 31, 2010Initial$50,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-140097
Total Amount Sold above is specific to PPVA Separate Account offering under separate account Issuer.
Variable annuity contract
Issuer and HLIC pays no Sales Commissions or Finders' Fees.

Source: Form D, filed Jan 12, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARTFORD LIFE INSURANCE COMPANY PPVA SEPARATE ACCOUNT, A SEPARATE ACCOUNT OF HARTFORD LIFE INSURANCE COMPANY - HIMCO U.S. AGGREG

Investment adviser: HARTFORD INVESTMENT MANAGEMENT COMPANY

Gross asset value
$533K
Beneficial owners
1
ADV minimum commitment
$0

Reported in Form ADV on Sep 19, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE LLP HARTFORD, Connecticut, United States
Custodian STATE STREET GLOBAL SERVICES KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 845668 · Sep 19, 2014 · Schedule D 7.B.(1), fund 805-7454244647

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
(Hlic) Hartford Life Insurance Co Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Hopmeadow Street
Simsbury, CT, 06089