Form D · Other Investment Fund
HARTFORD LIFE INSURANCE CO HLIC GAC-7 SEPARATE ACCOUNT
Simsbury, CT · CIK 0001455812
Offering snapshot reported Jan 12, 2012 · SEC filing
- Reported sold
- $110M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 25, 2008 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$106,150,000 → $110,000,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 12, 2012 | Amendment | $110,000,000 | $3,850,000vs Mar 3, 2011 | 1 | SEC filing |
| Mar 3, 2011 | Amendment | $106,150,000 | No comparison | 1 | SEC filing |
| Jan 26, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $60K
- Finders' fees
- $0
- Form D file number
- 021-126809
Total Amount Sold above is specific to GAC-7 offering under separate account Issuer.
Variable Annuity Contract
Issuer pays no Sales Commissions or Finder's Fees. HLIC pays all Sales Commissions or Finders' Fees from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Innovation Partners, LLC | 146344 | Gerald R. Nowotny · CRD 1761926 |
Source: Form D, filed Jan 12, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| (Hlic) Hartford Life Insurance Co | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Simsbury, CT, 06089