Form D · Other Banking and Financial Services

Hartford Funds Management Group, Inc.

Wayne, PA · CIK 0001586998

Offering snapshot reported Nov 5, 2025 · SEC filing

Reported sold
$128M
Offering amount: $267M
Investors reported
260
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 10, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$64.1M$128MOct 10, 2013Dec 21, 2015: $20,990,000.00Sep 9, 2016: $20,990,000.00Nov 14, 2017: $30,955,000.00Nov 13, 2018: $47,939,935.00Nov 12, 2019: $53,031,455.00Nov 6, 2020: $63,014,203.00Nov 4, 2021: $101,145,516.00Nov 14, 2022: $95,064,443.00Nov 7, 2023: $88,976,529.00Nov 6, 2024: $106,665,660.00Nov 5, 2025: $128,115,452.00Nov 5, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$106,665,660 → $128,115,452
  • Reported investors239 → 260

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 5, 2025Amendment$128,115,452$21,449,792vs Nov 6, 2024260SEC filing
Nov 6, 2024Amendment$106,665,660$17,689,131vs Nov 7, 2023239SEC filing
Nov 7, 2023Amendment$88,976,529-$6,087,914vs Nov 14, 2022227SEC filing
Nov 14, 2022Amendment$95,064,443-$6,081,073vs Nov 4, 2021221SEC filing
Nov 4, 2021Amendment$101,145,516$38,131,313vs Nov 6, 2020201SEC filing
Nov 6, 2020Amendment$63,014,203$9,982,748vs Nov 12, 2019196SEC filing
Nov 12, 2019Amendment$53,031,455$5,091,520vs Nov 13, 2018187SEC filing
Nov 13, 2018Amendment$47,939,935$16,984,935vs Nov 14, 2017160SEC filing
Nov 14, 2017Amendment$30,955,000$9,965,000vs Sep 9, 2016196SEC filing
Sep 9, 2016Amendment$20,990,000$0vs Dec 21, 201599SEC filing
Dec 21, 2015Amendment$20,990,000No comparison99SEC filing
Oct 10, 2013InitialYet to sellNo comparison57SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-204376
The current stock price of $133.60 as of September 30, 2025 was used to calculate the dollar amounts.

Source: Form D, filed Nov 5, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Beth A. Bombara Director
Beth A. Costello Director
James E. Davey Director, Executive
Ryan Egan Director
Gregory A. Frost Director, Executive
Amy N. Furlong Executive
Walter F. Garger Executive
Martha Gervasi Director
Edward P Macdonald Executive
Erin Ridge Director
Lori A. Rodden Director

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
690 Lee Road
Wayne, PA, 19807