Form D · Other Investment Fund
Hartford Alternative Strategies Fund
Radnor, PA · CIK 0001531230
Offering snapshot reported Feb 27, 2015 · SEC filing
- Reported sold
- $519M Indefinite offering
- Investors reported
- 21 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 30, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$484,126,817 → $519,497,550
- Reported investors14 → 21
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 27, 2015 | Amendment | $519,497,550 | $35,370,733vs Feb 28, 2014 | 21 | SEC filing |
| Feb 28, 2014 | Amendment | $484,126,817 | $175,590,944vs Feb 28, 2013 | 14 | SEC filing |
| Feb 28, 2013 | Amendment | $308,535,873 | $29,608,555vs Oct 12, 2012 | 14 | SEC filing |
| Oct 12, 2012 | Amendment | $278,927,318 | $41,243,600vs Oct 12, 2011 | 14 | SEC filing |
| Oct 12, 2011 | Initial | $237,683,718 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-167109
Source: Form D, filed Feb 27, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Hilary E. Ackermann | Director |
| Lynn S. Birdsong | Director |
| James Davey | Director, Executive |
| Robert M. Gavin | Director |
| N/A Hartford Funds Management Company, Llc | Promoter |
| N/A Hartford Investment Financial Services, Llc | Promoter |
| Duane E. Hill | Director |
| Sandra S. Jaffee | Director |
| William P. Johnston | Director |
| David Levenson | Director |
| Edward P. Macdonald | Executive |
| Phillip O. Peterson | Director |
| Lemma W. Senbet | Director |
| Lowndes A. Smith | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
5 Radnor Corporate Center 100 Matsonford Road, Suite 300
Radnor, PA, 19087
Radnor, PA, 19087