Form D · Hedge Fund

Harris Series, a series of Gresham Direct Access Manager Program, L.L.C.

Chicago, IL · CIK 0001550567

Offering snapshot reported May 13, 2016 · SEC filing

Reported sold
$80.7M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$40.3M$80.7MMay 22, 2012: $52,491,547.00May 22, 2012May 22, 2013: $58,181,547.00May 22, 2013May 22, 2014: $80,433,443.00May 22, 2014May 13, 2015: $80,683,443.00May 13, 2015May 13, 2016: $80,683,443.00May 13, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 13, 2016Amendment$80,683,443$0vs May 13, 20159SEC filing
May 13, 2015Amendment$80,683,443$250,000vs May 22, 20149SEC filing
May 22, 2014Amendment$80,433,443$22,251,896vs May 22, 20139SEC filing
May 22, 2013Amendment$58,181,547$5,690,000vs May 22, 20127SEC filing
May 22, 2012Initial$52,491,547No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-178660

Source: Form D, filed May 13, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRESHAM DIRECT ACCESS MANAGER PROGRAM, LLC (HARRIS SERIES)

Investment adviser: GRESHAM PARTNERS, LLC

Gross asset value
$101M
Beneficial owners
7
ADV minimum commitment
$500K

Reported in Form ADV on Jul 26, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator KAUFMAN ROSSIN FUND SERVICES MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RAINES & FISCHER, LLP NEW YORK, New York, United States
Custodian PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING ADVISOR SOLUTIONS LLC
SEC 8-47425

PERSHING ADVISOR SOLUTIONS LLC
CRD 36671 · SEC 8-47425

Filing source

Form ADV 1031167 · Jul 26, 2016 · Schedule D 7.B.(1), fund 805-3564156408

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Gresham Advisors, L.L.C. Promoter
N/A Harris Associates, L.P. Promoter
Robert M. Levy Executive
Michael J. Mangan Executive
Edward F. Neild, Iv Executive
Kate Warner Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Gresham Advisors, L.L.C. 333 West Wacker Drive, Suite 700
Chicago, IL, 60606