Form D · Private Equity Fund
HARREN INVESTORS IV, L.P.
Charlottesville, VA · CIK 0001898774
Offering snapshot reported Feb 14, 2023 · SEC filing
- Reported sold
- $94.1M Offering amount: $300M
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 10, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 18
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 14, 2023 | Amendment | $94,050,000 | No comparison | 18 | SEC filing |
| Feb 9, 2022 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-432865
The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests.
Placement agent fees to be paid based upon a fee schedule. Such fees are offset dollar-for-dollar against the management fees payable by the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| INEO CAPITAL, LLC | 143262 |
Source: Form D, filed Feb 14, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HARREN INVESTORS IV, L.P.
Investment adviser: HARREN EQUITY PARTNERS, LLC
- Gross asset value
- $31.7M
- Beneficial owners
- 18
- ADV minimum commitment
- $0
Reported in Form ADV on Mar 31, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LTD.
PCAOB 1655
FIFTH THIRD BANCORP
LEI THRNG6BD57P9QWTQLG42
Filing source
Form ADV 1966140 · Mar 31, 2025 · Schedule D 7.B.(1), fund 805-7931192501
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| C. Joel Carter | Executive, Promoter |
| Thomas A. Carver | Executive, Promoter |
| C. Taylor Cole, Jr. | Executive, Promoter |
| George Mccabe | Executive, Promoter |
| Lee J. Monahan | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Charlottesville, VA, 22902