Form D · Other Banking and Financial Services
Harpeth Financial Services, LLC
Nashville, TN · CIK 0001498276
Offering snapshot reported Sep 11, 2018 · SEC filing
- Reported sold
- $17M Indefinite offering
- Investors reported
- 31 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 9, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$5,825,002 → $17,045,003
- Reported investors17 → 31
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 11, 2018 | Amendment | $17,045,003 | $11,220,001vs Sep 12, 2017 | 31 | SEC filing |
| Sep 12, 2017 | Amendment | $5,825,002 | $3,200,002vs Sep 12, 2016 | 17 | SEC filing |
| Sep 12, 2016 | Amendment | $2,625,000 | $2,025,000vs Sep 16, 2015 | 10 | SEC filing |
| Sep 16, 2015 | Initial | $600,000 | No comparison | 2 | SEC filing |
| Aug 5, 2014 | Amendment | $2,500,000 | $550,000vs Aug 8, 2013 | 9 | SEC filing |
| Jul 21, 2014 | Initial | $4,000,047 | No comparison | 1 | SEC filing |
| Aug 8, 2013 | Amendment | $1,950,000 | $750,000vs Sep 7, 2012 | 7 | SEC filing |
| Sep 7, 2012 | Initial | $1,200,000 | No comparison | 4 | SEC filing |
| Oct 5, 2011 | Initial | $3,380,000 | No comparison | 4 | SEC filing |
| Jun 24, 2011 | Initial | $3,765,000 | No comparison | 5 | SEC filing |
| Jan 11, 2011 | Initial | $700,000 | No comparison | 2 | SEC filing |
| Sep 7, 2010 | Initial | $2,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-247716
Source: Form D, filed Sep 11, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Scott J. Bojczuk | Executive |
| Patrick Conroy | Executive |
| Brent J. Gay | Executive |
| Michael Hodges | Director, Executive |
| Tina Hodges | Director, Executive |
| Bryan Link | Executive |
| Charles Bryan Link | Executive |
| Keith Jeffrey Smith | Executive |
| Jeffrey Smith | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Nashville, TN, 37204