Form D · Oil and Gas

Harkey PPI Minerals Acquisition I, L.P.

Grapevine, TX · CIK 0001622692

Offering snapshot reported Oct 16, 2015 · SEC filing

Reported sold
$6.23M
Offering amount: $25M
Investors reported
107
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Dec 10, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.12M$6.23MOct 20, 2014Dec 30, 2014: $197,000.00Dec 30, 2014Oct 16, 2015: $6,232,000.00Oct 16, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$197,000 → $6,232,000
  • Reported investors5 → 107

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 16, 2015Amendment$6,232,000$6,035,000vs Dec 30, 2014107SEC filing
Dec 30, 2014Amendment$197,000No comparison5SEC filing
Oct 20, 2014InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$1.5M (estimated)
Finders' fees
$0
Form D file number
021-226771
Soliciting Dealers will receive Selling Commissions equal to 6% of the Gross Offering Proceeds ("GOP"). Estimated amount assumes fully subscribed offering. Soliciting Dealers will also receive Marketing Reallowance and Bona Fide Due Diligence Fees.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
James O Cox IV2300032Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Thomas J. Berthel823289Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Alvery A. Bartlett Jr.13975Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Andrew S. Perri2801727Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Chwei-Guang Chiou2855207Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Genevieve G. Mar2744037Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Howard B. Watkins III1939843Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Jason C. Cook4349388Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Joseph R. Weinbauer2714070Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Mark A. Joneson4119915Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Raymond C. Becker16399Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Richard T. Seal4618655Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Ritchie L. Hoffman4664884Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Robert D'Agosta1903105Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Robert E. Shelton4902355Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Robert H. Denouden2457728Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Stephen C. Lee2307532Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Taylor J. Ripka5663828Berthel Fisher & Company Financial Services, Inc. · CRD 13609
TJ I. Setro1428815Berthel Fisher & Company Financial Services, Inc. · CRD 13609

Source: Form D, filed Oct 16, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John D Harkey Director, Promoter
* Harkey Energy Series 1, A Series Of Harkey Energy Master Gen Par Llc Promoter

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
1301 Municipal Way, Suite 200 The United Development Funding Building
Grapevine, TX, 76051