Form D · Other Investment Fund

Hark Capital IV, LP

New York, NY · CIK 0001938816

Offering snapshot reported Nov 9, 2023 · SEC filing

Reported sold
$211M
Indefinite offering
Investors reported
26
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jul 15, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$106M$211MAug 1, 2022: $105,199,000.00Aug 1, 2022Nov 9, 2023: $211,000,000.00Nov 9, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$105,199,000 → $211,000,000
  • Reported investors11 → 26

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 9, 2023Amendment$211,000,000$105,801,000vs Aug 1, 202226SEC filing
Aug 1, 2022Initial$105,199,000No comparison11SEC filing
Aug 1, 2022Initial$105,199,000No comparison11SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-454330

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Investment Associates AGNone
PTP Securities, LLC136832

Source: Form D, filed Nov 9, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARK CAPITAL IV, LP

Investment adviser: RCP ADVISORS 2, LLC

Gross asset value
$620M
Beneficial owners
78
ADV minimum commitment
$1M

Reported in Form ADV on Jul 8, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP CHICAGO, Illinois, United States
Custodian ALPHA GROUP INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian TEXAS CAPITAL BANK DALLAS, Texas, United States Related to adviser: No
Marketer PTP SECURITIES, LLC HARTFORD, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

ALPHA GROUP INTERNATIONAL PLC
LEI 213800RESM1FPUXY6K31

TEXAS CAPITAL BANK
LEI 38PG5GG0OEQK4QMSKE59

PTP SECURITIES, LLC
CRD 136832 · SEC 8-67059

Filing source

Form ADV 2118378 · Jul 8, 2026 · Schedule D 7.B.(1), fund 805-4518197975

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Rafael Castro Executive
Doug Cruikshank Executive
Rich Davis Executive
N/A Hark Capital Advisors Llc Executive
N/A Hark Capital Iv Gp, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
299 Park Avenue 36 Th Floor
New York, NY, 10171