Form D · Hedge Fund

Hard Assets Market Neutral Fund Ltd.

Hamilton, D0 · CIK 0001383720

Offering snapshot reported Apr 21, 2017 · SEC filing

Reported sold
$217M
Indefinite offering
Investors reported
37
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$316M$631MMar 16, 2009: $631,263,192.00Mar 16, 2009Jul 31, 2009: $176,940,000.00Jul 13, 2010: $198,265,000.00Jan 25, 2011: $198,265,000.00Jan 20, 2012: $207,665,000.00Jan 18, 2013: $208,665,000.00Jan 17, 2014: $208,665,000.00Sep 4, 2014: $208,665,000.00Sep 4, 2015: $216,835,000.00Jun 10, 2016: $216,835,000.00Sep 1, 2016: $216,835,000.00Apr 21, 2017: $216,835,000.00Apr 21, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 21, 2017Amendment$216,835,000$0vs Sep 1, 201637SEC filing
Sep 1, 2016Amendment$216,835,000$0vs Jun 10, 201637SEC filing
Jun 10, 2016Amendment$216,835,000$0vs Sep 4, 201537SEC filing
Sep 4, 2015Amendment$216,835,000$8,170,000vs Sep 4, 201437SEC filing
Sep 4, 2014Amendment$208,665,000$0vs Jan 17, 201435SEC filing
Jan 17, 2014Amendment$208,665,000$0vs Jan 18, 201335SEC filing
Jan 18, 2013Amendment$208,665,000$1,000,000vs Jan 20, 201235SEC filing
Jan 20, 2012Amendment$207,665,000$9,400,000vs Jan 25, 201135SEC filing
Jan 25, 2011Amendment$198,265,000$0vs Jul 13, 201034SEC filing
Jul 13, 2010Amendment$198,265,000-$432,998,192vs Mar 16, 200934SEC filing
Jul 31, 2009Amendment$176,940,000-$454,323,192vs Mar 16, 200928SEC filing
Mar 16, 2009Amendment$631,263,192No comparisonNot reportedSEC filing
Nov 30, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-97509

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Van Eck Securities Corporation2269Van Eck Securities Corporation · CRD 2269

Source: Form D, filed Apr 21, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARD ASSETS MARKET NEUTRAL FUND LTD (F/K/A) HARD ASSETS PORTFOLIO LTD

Investment adviser: VAN ECK ABSOLUTE RETURN ADVISERS CORPORATION

Gross asset value
$15M
Beneficial owners
3
ADV minimum commitment
$100K

Reported in Form ADV on Jan 25, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PRIME MANAGEMENT LIMITED HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG, LLP NEW YORK, New York, United States
Custodian BNY MELLON LIQUIDITY FUNDS PLC DUBLIN, Ireland Related to adviser: No
Custodian CITI GLOBAL MARKETS NEW YORK, New York, United States Related to adviser: No
Marketer VAN ECK SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG, LLP
PCAOB 42

VAN ECK SECURITIES CORPORATION
CRD 2269 · SEC 8-4618

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Filing source

Form ADV 1168280 · Jan 25, 2018 · Schedule D 7.B.(1), fund 805-9065952326

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Charles Cameron Director
Joseph Kelly Director
Barry Mah Director
Carol Monaghan Director
Shawn Reynolds Director
Derek S. Van Eck Director
Jan F Van Eck Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Prime Management Limited Mechanics Bldg, 12 Church St
Hamilton, D0, HM11