Form D · Hedge Fund

HARD ASSETS OPPORTUNITY FUND LTD

12 Church Street Hamilton, D0 · CIK 0001452732

Offering snapshot reported Apr 21, 2017 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 21, 2017AmendmentYet to sellNo comparison0SEC filing
Sep 1, 2016AmendmentYet to sellNo comparison0SEC filing
Sep 4, 2015AmendmentYet to sellNo comparison0SEC filing
Sep 4, 2014AmendmentYet to sellNo comparison0SEC filing
Jan 17, 2014AmendmentYet to sellNo comparison0SEC filing
Jan 18, 2013AmendmentYet to sellNo comparison0SEC filing
Jan 20, 2012AmendmentYet to sellNo comparison0SEC filing
Jan 25, 2011AmendmentYet to sellNo comparison0SEC filing
Dec 17, 2010AmendmentYet to sellNo comparison0SEC filing
Dec 22, 2009AmendmentYet to sellNo comparison0SEC filing
Dec 17, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-125422

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Van Eck Securities Corporation2269Van Eck Securities Corporation · CRD 2269

Source: Form D, filed Apr 21, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARD ASSETS OPPORTUNITY FUND LTD

Investment adviser: VAN ECK ABSOLUTE RETURN ADVISERS CORPORATION

Gross asset value
$46.7M
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Jan 25, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PRIME MANAGEMENT LIMITED HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Marketer VAN ECK SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

VAN ECK SECURITIES CORPORATION
CRD 2269 · SEC 8-4618

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Filing source

Form ADV 1168280 · Jan 25, 2018 · Schedule D 7.B.(1), fund 805-4077640057

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Charles Cameron Director
Joe Kelly Director
Joseph Kelly Director
Barry Mah Director
Carol Monaghan Director
Shawn Reynolds Director
Jan F. Van Eck Director
Derek S. Van Eck Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Prime Management Limited Mechanics Building Box Hm 3348
12 Church Street Hamilton, D0, HM11