Form D · Hedge Fund

Hard Assets ERISA Ltd.

Hamilton, D0 · CIK 0001492205

Offering snapshot reported Sep 4, 2014 · SEC filing

Reported sold
$86.9M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$43.5M$86.9MMay 18, 2010: $40,610,527.00May 18, 2010Jan 25, 2011: $40,610,527.00Jan 20, 2012: $78,065,131.00Jan 20, 2012Jan 18, 2013: $84,949,011.00Jan 18, 2013Jan 17, 2014: $86,949,011.00Sep 4, 2014: $86,949,011.00Sep 4, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 4, 2014Amendment$86,949,011$0vs Jan 17, 20143SEC filing
Jan 17, 2014Amendment$86,949,011$2,000,000vs Jan 18, 20133SEC filing
Jan 18, 2013Amendment$84,949,011$6,883,880vs Jan 20, 20123SEC filing
Jan 20, 2012Amendment$78,065,131$37,454,604vs Jan 25, 20112SEC filing
Jan 25, 2011Amendment$40,610,527$0vs May 18, 20101SEC filing
May 18, 2010Initial$40,610,527No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-142241

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Van Eck Securities Corporation2269Van Eck Securities Corporation · CRD 2269

Source: Form D, filed Sep 4, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARD ASSETS ERISA LTD

Investment adviser: VAN ECK ABSOLUTE RETURN ADVISERS CORPORATION

Gross asset value
$11.8M
Beneficial owners
1
ADV minimum commitment
$250K

Reported in Form ADV on May 28, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PRIME MANAGEMENT LIMITED HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian CITI GLOBAL MARKETS NEW YORK, New York, United States Related to adviser: No
Marketer VAN ECK SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: Yes
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

VAN ECK SECURITIES CORPORATION
CRD 2269 · SEC 8-4618

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Filing source

Form ADV 825998 · May 28, 2014 · Schedule D 7.B.(1), fund 805-6684805177

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Charles Cameron Director
Joe Kelly Director
Joseph Kelly Director
Barry Mah Director
Carol Managhan Director
Shawn Reynolds Director
Jan F Van Eck Director
Derek S. Van Eck Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Prime Management Limited Mechanics Bldg,12 Church St
Hamilton, D0, HM11