Form D · Private Equity Fund

HarbourVest Partners IX L.P.

Boston, MA · CIK 0001505882

Offering snapshot reported Nov 16, 2012 · SEC filing

Reported sold
$449M
Indefinite offering
Investors reported
22
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 27, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$225M$449MNov 16, 2010: $92,500,000.00Nov 16, 2010Nov 16, 2011: $392,750,000.00Nov 16, 2011Nov 16, 2012: $449,250,000.00Nov 16, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$392,750,000 → $449,250,000
  • Reported investors20 → 22

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 16, 2012Amendment$449,250,000$56,500,000vs Nov 16, 201122SEC filing
Nov 16, 2011Amendment$392,750,000$300,250,000vs Nov 16, 201020SEC filing
Nov 16, 2010Initial$92,500,000No comparison5SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-150602
Placement agents may be paid for soliciting investors for feeder or master fund. Includes sales compensation paid to Warburg Alternative Investments AG, which is no longer acting as a placement agent and, therefore, has been eliminated from Item 12.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Eliot KalterNoneEM Strategies, Inc.
Not ApplicableNoneLarrain Vial Investment, Inc.

Source: Form D, filed Nov 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARBOURVEST PARTNERS IX L.P.

Investment adviser: HARBOURVEST PARTNERS, LLC

Gross asset value
$274M
Beneficial owners
32
ADV minimum commitment
$500K

Reported in Form ADV on Jul 16, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG BOSTON, Massachusetts, United States
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG
PCAOB 42

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Filing source

Form ADV 2119531 · Jul 16, 2026 · Schedule D 7.B.(1), fund 805-4725375583

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
George R. Anson Executive
Kathleen M. Bacon Executive
John M. Begg Executive
Philip M. Bilden Executive
Brett A. Gordon Executive
N/A Harbour Vest Ix Buyout Associates L.P. Promoter
William A. Johnston Executive
Edward W. Kane Executive
Frederick C. Maynard Executive
John G. Morris Executive
Ofer Nemirovsky Executive
Alex A. Rogers Executive
Gregory V. Stento Executive
Michael W. Taylor Executive
John M. Toomey, Jr. Executive
Martha D. Vorlicek Executive
Robert M. Wadsworth Executive
Peter G. Wilson Executive
D. Brooks Zug Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Harbour Vest Partners, Llc One Financial Center, 44th Floor
Boston, MA, 02111