Form D · Private Equity Fund
HarbourVest Partners IX-Buyout Fund L.P.
Boston, MA · CIK 0001485990
Offering snapshot reported Nov 16, 2012 · SEC filing
- Reported sold
- $827M Indefinite offering
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 15, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$725,295,000 → $826,982,500
- Reported investors14 → 18
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 16, 2012 | Amendment | $826,982,500 | $101,687,500vs Nov 16, 2011 | 18 | SEC filing |
| Nov 16, 2011 | Amendment | $725,295,000 | $256,995,000vs Mar 1, 2011 | 14 | SEC filing |
| Mar 1, 2011 | Amendment | $468,300,000 | No comparison | 10 | SEC filing |
| Mar 2, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-139161
Placement agents may be paid for soliciting investors for feeder or master fund. Includes sales compensation paid to Warburg Alternative Investments AG, which is no longer acting as a placement agent and, therefore, has been eliminated from Item 12.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Eliot Kalter | None | EM Strategies, Inc. |
| Not Applicable | None | bfinance UK Ltd. |
Source: Form D, filed Nov 16, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
HARBOURVEST PARTNERS IX-BUYOUT FUND L.P.
Investment adviser: HARBOURVEST PARTNERS, LLC
- Gross asset value
- $503M
- Beneficial owners
- 153
- ADV minimum commitment
- $900K
Reported in Form ADV on Jul 16, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG
PCAOB 42
JPMORGAN CHASE BANK N.A.
LEI 7H6GLXDRUGQFU57RNE97
JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191
RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999
Filing source
Form ADV 2119531 · Jul 16, 2026 · Schedule D 7.B.(1), fund 805-9045300005
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| George R. Anson | Executive |
| Kathleen M. Bacon | Executive |
| John M. Begg | Executive |
| Philip M. Bilden | Executive |
| Brett A. Gordon | Executive |
| N/A Harbour Vest Ix Buyout Associates L.P. | Promoter |
| William A. Johnston | Executive |
| Edward W. Kane | Executive |
| Frederick C. Maynard | Executive |
| John G. Morris | Executive |
| Ofer Nemirovsky | Executive |
| Alex A. Rogers | Executive |
| Gregory V. Stento | Executive |
| Michael W. Taylor | Executive |
| John M. Toomey, Jr. | Executive |
| Martha D. Vorlicek | Executive |
| Robert M. Wadsworth | Executive |
| Peter G. Wilson | Executive |
| D. Brooks Zug | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02111