Form D · Private Equity Fund
Harbour Offshore Fund IV, LP
Grand Cayman, E9 · CIK 0001734838
Offering snapshot reported Dec 11, 2018 · SEC filing
- Reported sold
- $340M Offering amount: $340M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $4.26M Reported outside-investor minimum
- First sale
- Mar 3, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 11, 2018 | Initial | $339,778,954 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.27M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-327563
This amount reflects the amount offered to U.S. Investors. The issuer originally filed Form D with its affiliated issuer Harbour Fund IV, LP. and is now making a separate filing pursuant to CA blue sky laws that require separate Form D per issuer.
The recipient listed in item 12 is compensated based upon a percentage of total commitments of the issuer, up to a maximum amount listed as estimated Sales Commissions in item 15.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Northern Lights Capital Group, LLC dba Pacific Current Group | 157976 |
Source: Form D, filed Dec 11, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrew Galloway | Director |
| Per Karl Martin Tonnby | Director, Promoter |
| Ralph Woodford | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Landmark Square, 1 St Fl, 64 Earth Close C/O Icg Management Limited
Grand Cayman, E9, KY1-1107
Grand Cayman, E9, KY1-1107